For private shareholders seeking liquidity, we recognize that every situation is unique and has specific considerations. We approach every situation strategically and are intent on finding solutions that will allow for an optimal outcome under the circumstances. Whether you are an individual selling into an active secondary market or a company exploring a fully-marketed and company supported secondary transaction, Baton is equipped to provide a flexible scope of success-based services to shareholders and issuers. When you reach out to us, we come up to speed quickly, arm you with the data you need to make decisions, and ultimately help you execute your transaction with confidence.

While our scope of of services vary, we have found historical success when are engaged by affiliated groups of individual sellers, allowing them to connect and directly transfer institutional size blocks of stock to our institutional network. When we are engaged in this in this fashion, it is not uncommon for us to be referred repeatedly among shareholders seeking liquidity. We often become quite familiar with the company, it’s transfer process, and the ongoing secondary market for shares. In some cases, we would like to think we emerge as the “go to” broker for trading in certain companies.

WHAT WE DO:

Help you understand the market and the possibilities at a given point in time

Offer guidance and options to approach the market

Provide access to our network of buyers

Offer personal service, managing documentation and your transaction from start to finish